ISF announces the organization of online courses for the development of knowledge, skills and professional competences already acquired both by persons providing information on financial instruments, investment services or ancillary services, and for investment advisers, in order to comply with their training requirements. continuing professional education for the year 2021, with topics in accordance with the legislation in force / Guide on the assessment of knowledge and skills - ESMA.
The situation at the global level, as well as the period of restrictions regarding social distancing determined a fulminant evolution of the participants' interest for this type of programs offered by ISF for the two categories of staff in e-learning / online system.
I. Continuing vocational training program
<< Personnel providing information on financial instruments, investment services or ancillary services >>
2021 - online:
Regulation and supervision of the financial instruments market
The structure of the financial-monetary system
Financial instruments covered by MiFID II / MIFIR
Information requirements
Evaluation and classification of clients according to MiFID II requirements
Conflicts of interest
Market abuse / Insider trading
II. Continuing education program
<< Investment consultants >>
2021 - online:
Evaluation and classification of clients according to MiFID II requirements
Investor protection requirements according to MiFID and PRIIP’s
Financial instruments covered by MIFID II
Customer classification and protection
MIFID II - from the perspective of the function of
Execution and reporting of transactions to competent authorities
Assessing the adequacy of the service and the appropriateness of the financial instrument
Protecting financial instruments and client funds
Risk management
Inside Information and Market Abuse
More details regarding this type of program can be requested at the e-mail address training@isf.ro.
